Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$155K ﹤0.01%
9,071
-491
752
$155K ﹤0.01%
4,525
+3,325
753
$155K ﹤0.01%
+4,342
754
$154K ﹤0.01%
2,186
+1,556
755
$153K ﹤0.01%
1,864
-2,289
756
$153K ﹤0.01%
5,877
+3,229
757
$153K ﹤0.01%
6,519
-26,004
758
$152K ﹤0.01%
+5,329
759
$151K ﹤0.01%
24,585
-5,911
760
$151K ﹤0.01%
18,964
+1,459
761
$150K ﹤0.01%
2,518
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762
$150K ﹤0.01%
+3,241
763
$150K ﹤0.01%
11,804
+5,974
764
$149K ﹤0.01%
2,528
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765
$148K ﹤0.01%
+1,135
766
$148K ﹤0.01%
+3,672
767
$148K ﹤0.01%
2,023
-1,632
768
$148K ﹤0.01%
25,710
-18,619
769
$147K ﹤0.01%
51,633
+42,984
770
$147K ﹤0.01%
446
+227
771
$146K ﹤0.01%
863
-14,375
772
$146K ﹤0.01%
8,263
+5,019
773
$145K ﹤0.01%
1,992
+1,900
774
$145K ﹤0.01%
+994
775
$144K ﹤0.01%
1,588
-2,905