Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$145K ﹤0.01%
+2,286
752
$145K ﹤0.01%
28,535
+25,542
753
$144K ﹤0.01%
+720
754
$144K ﹤0.01%
1,746
-6,941
755
$144K ﹤0.01%
+9,216
756
$144K ﹤0.01%
26,526
-38,901
757
$143K ﹤0.01%
4,083
+62
758
$143K ﹤0.01%
6,427
-6,755
759
$143K ﹤0.01%
2,054
-1,532
760
$142K ﹤0.01%
+22,093
761
$142K ﹤0.01%
+1,856
762
$142K ﹤0.01%
+5,282
763
$141K ﹤0.01%
1,200
-4,000
764
$140K ﹤0.01%
+4,097
765
$139K ﹤0.01%
9,964
+7,570
766
$138K ﹤0.01%
3,083
-2,698
767
$138K ﹤0.01%
+8,229
768
$138K ﹤0.01%
+35
769
$137K ﹤0.01%
+1,860
770
$137K ﹤0.01%
+3,813
771
$137K ﹤0.01%
+11,515
772
$136K ﹤0.01%
2,706
+2,310
773
$136K ﹤0.01%
52,163
+13,411
774
$136K ﹤0.01%
50,533
+15,883
775
$136K ﹤0.01%
11,071
+6,515