Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$288K ﹤0.01%
+61,329
727
$288K ﹤0.01%
59,915
+36,759
728
$288K ﹤0.01%
14,609
+4,847
729
$287K ﹤0.01%
8,576
+8,197
730
$286K ﹤0.01%
+5,882
731
$284K ﹤0.01%
+4,766
732
$283K ﹤0.01%
90,606
+89,044
733
$283K ﹤0.01%
+1,303
734
$283K ﹤0.01%
+47,016
735
$283K ﹤0.01%
+9,601
736
$281K ﹤0.01%
+119,328
737
$281K ﹤0.01%
2,394
-1,762
738
$281K ﹤0.01%
+22,080
739
$281K ﹤0.01%
+33
740
$281K ﹤0.01%
+7,962
741
$279K ﹤0.01%
+10,192
742
$278K ﹤0.01%
22,826
+9,956
743
$277K ﹤0.01%
52,358
+11,514
744
$276K ﹤0.01%
+17,343
745
$276K ﹤0.01%
3,437
-4,462
746
$275K ﹤0.01%
+8,829
747
$273K ﹤0.01%
463,944
+213,352
748
$273K ﹤0.01%
9,801
-16,759
749
$273K ﹤0.01%
35,141
+19,905
750
$272K ﹤0.01%
11,799
-10,740