Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$451K ﹤0.01%
1,367
+497
727
$451K ﹤0.01%
2,872
-274
728
$451K ﹤0.01%
19,850
+1,796
729
$450K ﹤0.01%
41,948
-9,513
730
$447K ﹤0.01%
20,657
+16,023
731
$446K ﹤0.01%
21,351
+11,843
732
$445K ﹤0.01%
13,984
+12,833
733
$445K ﹤0.01%
30,751
-14,469
734
$445K ﹤0.01%
+6,977
735
$445K ﹤0.01%
32,752
+32,522
736
$444K ﹤0.01%
13,279
+7,525
737
$443K ﹤0.01%
4,856
+2,362
738
$442K ﹤0.01%
+3,639
739
$441K ﹤0.01%
7,205
+5,528
740
$441K ﹤0.01%
30,482
+12,086
741
$440K ﹤0.01%
4,807
+4,534
742
$440K ﹤0.01%
7,131
+3,428
743
$439K ﹤0.01%
1,857
+1,420
744
$438K ﹤0.01%
2,816
+2,420
745
$435K ﹤0.01%
65,539
+50,671
746
$434K ﹤0.01%
7,478
+6,579
747
$434K ﹤0.01%
52,940
+36,933
748
$432K ﹤0.01%
+9,423
749
$432K ﹤0.01%
+31,954
750
$431K ﹤0.01%
1,608
-3,769