Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$168K ﹤0.01%
+12,704
727
$167K ﹤0.01%
+7,727
728
$167K ﹤0.01%
+2,561
729
$166K ﹤0.01%
+4,749
730
$166K ﹤0.01%
13,123
+5,092
731
$165K ﹤0.01%
16,899
-34,106
732
$165K ﹤0.01%
+2,421
733
$164K ﹤0.01%
+3,399
734
$163K ﹤0.01%
232
+144
735
$163K ﹤0.01%
7,136
-3,958
736
$162K ﹤0.01%
4,824
+2,403
737
$161K ﹤0.01%
+7,772
738
$161K ﹤0.01%
8,499
+6,402
739
$161K ﹤0.01%
8,473
+6,825
740
$160K ﹤0.01%
+2,109
741
$160K ﹤0.01%
8,512
+3,496
742
$159K ﹤0.01%
6,615
-3,709
743
$159K ﹤0.01%
3,951
-2,130
744
$158K ﹤0.01%
+2,795
745
$158K ﹤0.01%
3,648
-66,696
746
$157K ﹤0.01%
515
+236
747
$157K ﹤0.01%
+3,303
748
$156K ﹤0.01%
1,720
-162
749
$156K ﹤0.01%
4,600
-97
750
$155K ﹤0.01%
8,202
+3,140