Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$13.1M 0.01%
167,150
+113,720
52
$12.8M 0.01%
465,134
+324,332
53
$12.4M 0.01%
+199,658
54
$11.9M 0.01%
350,448
-136,818
55
$11.8M 0.01%
102,172
-34,715
56
$11.7M 0.01%
+154,971
57
$11.4M 0.01%
+107,412
58
$11.3M 0.01%
1,278,040
+924,634
59
$11.1M 0.01%
148,540
+118,461
60
$10.9M 0.01%
+18,551
61
$10.9M 0.01%
126,075
-44,141
62
$10.8M 0.01%
210,436
+17,864
63
$10.7M 0.01%
309,667
+277,804
64
$10.7M 0.01%
314,070
-149,035
65
$10.6M 0.01%
629,246
-11,919
66
$10.5M 0.01%
746,953
+250,503
67
$10.3M 0.01%
96,654
-4,699
68
$10.2M 0.01%
1,345,416
+1,345,096
69
$10.2M 0.01%
70,250
+14,085
70
$10.2M 0.01%
1,035,800
-149,523
71
$10.2M 0.01%
+41,923
72
$10M 0.01%
262,092
+169,619
73
$9.95M 0.01%
+117,078
74
$9.92M 0.01%
260,533
-164,664
75
$9.83M 0.01%
457,943
+110,569