Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$11.7M 0.01%
86,473
-11,197
52
$11.6M 0.01%
627,189
-321,128
53
$11.5M 0.01%
389,145
-695,805
54
$11.4M 0.01%
898,820
+631,389
55
$11.1M 0.01%
+93,922
56
$11M 0.01%
101,353
+98,770
57
$10.6M 0.01%
84,163
+56,258
58
$10.6M 0.01%
43,010
+31,781
59
$10.6M 0.01%
264,883
+211,154
60
$10.6M 0.01%
102,047
+46,385
61
$10.4M 0.01%
641,165
-723,251
62
$10.4M 0.01%
+31,262
63
$10.3M 0.01%
53,118
+32,405
64
$10.2M 0.01%
190,777
-633,374
65
$10M 0.01%
1,185,323
+177,192
66
$9.89M 0.01%
1,257,779
-560,019
67
$9.79M 0.01%
+40,042
68
$9.73M 0.01%
310,192
+3,342
69
$9.69M 0.01%
192,572
+77,978
70
$9.64M 0.01%
41,868
+2,799
71
$9.45M 0.01%
399,428
+336,536
72
$9.35M 0.01%
50,202
-138,465
73
$9.28M 0.01%
251,177
+175,170
74
$9M 0.01%
560,682
+57,128
75
$8.75M 0.01%
112,855
-172,763