Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$12.2M 0.01%
596,737
+528,205
52
$12M 0.01%
55,537
-12,417
53
$11.8M 0.01%
347,332
+275,768
54
$11.6M 0.01%
781,676
+195,507
55
$11.3M 0.01%
+33,585
56
$11.2M 0.01%
+116,620
57
$11.1M 0.01%
+111,025
58
$10.9M 0.01%
+129,990
59
$10.8M 0.01%
143,367
+62,839
60
$10.6M 0.01%
80,468
+79,972
61
$10.5M 0.01%
+71,045
62
$10.5M 0.01%
401,444
+254,218
63
$10.5M 0.01%
254,171
+230,768
64
$10.4M 0.01%
42,827
+11,602
65
$10.4M 0.01%
53,768
-245,491
66
$10.1M 0.01%
53,552
+49,970
67
$9.97M 0.01%
6,345
+5,938
68
$9.49M 0.01%
+101,840
69
$9.39M 0.01%
+162,285
70
$9.38M 0.01%
143,935
-19,722
71
$9.32M 0.01%
+111,198
72
$8.99M 0.01%
69,146
+31,990
73
$8.93M 0.01%
563,327
+424,465
74
$8.91M 0.01%
165,853
+98,498
75
$8.81M 0.01%
91,721
-23,544