Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$10M 0.01%
357,476
+166,000
52
$9.93M 0.01%
279,633
+86,824
53
$9.07M 0.01%
+181,130
54
$9.02M 0.01%
23,295
+18,859
55
$8.52M 0.01%
194,035
+169,583
56
$8.42M 0.01%
1,043,332
-362,225
57
$7.97M 0.01%
+16,879
58
$7.92M 0.01%
+42,253
59
$7.84M 0.01%
278,508
+170,574
60
$7.79M 0.01%
+118,168
61
$7.76M 0.01%
204,384
-115,568
62
$7.63M 0.01%
+18,373
63
$7.62M 0.01%
204,623
+77,788
64
$7.61M 0.01%
54,286
-6,241
65
$7.6M 0.01%
84,010
+68,903
66
$7.43M 0.01%
+252,237
67
$7.18M 0.01%
74,561
+141
68
$7.18M 0.01%
+23,501
69
$7.11M 0.01%
450,962
-268,407
70
$7.03M 0.01%
28,564
-1,556
71
$6.81M 0.01%
276,527
+67,363
72
$6.78M 0.01%
14,411
+3,669
73
$6.7M 0.01%
589,474
+43,065
74
$6.69M 0.01%
77,990
+46,854
75
$6.65M 0.01%
213,575
+213,292