Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$11.4M 0.01%
647,133
-414,074
52
$11M 0.01%
121,337
+55,662
53
$11M 0.01%
37,277
+26,348
54
$10.7M 0.01%
327,849
-470,748
55
$10.7M 0.01%
+50,004
56
$10.6M 0.01%
1,405,557
+336,675
57
$10.4M 0.01%
168,804
+165,204
58
$10.2M 0.01%
+93,728
59
$9.5M 0.01%
69,479
+2,181
60
$9.43M 0.01%
160,189
+154,889
61
$9.1M 0.01%
95,574
+78,103
62
$8.99M 0.01%
121,368
+85,012
63
$8.71M 0.01%
13,675
-278
64
$8.69M 0.01%
+29,032
65
$8.65M 0.01%
198,820
+4,153
66
$8.29M 0.01%
+103,402
67
$8.27M 0.01%
192,809
+26,803
68
$8.16M 0.01%
60,527
+53,196
69
$7.85M 0.01%
270,046
+193,904
70
$7.79M 0.01%
69,903
+58,874
71
$7.78M 0.01%
222,896
+42,082
72
$7.67M 0.01%
+85,458
73
$7.06M 0.01%
184,403
+184,218
74
$7.02M 0.01%
333,947
-133,721
75
$6.99M 0.01%
16,897
+11,271