Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$12.5M 0.01%
9,299
+5,021
52
$12.2M 0.01%
18,800
+18,665
53
$12M 0.01%
423,802
-77,115
54
$11.8M 0.01%
+323,852
55
$11.3M 0.01%
148,702
+133,724
56
$11.1M 0.01%
509,756
+103,660
57
$10.5M 0.01%
328,076
+322,238
58
$10.4M 0.01%
28,996
-66,536
59
$10.4M 0.01%
60,891
+53,344
60
$10.4M 0.01%
64,379
+64,279
61
$10.4M 0.01%
+29,159
62
$10.3M 0.01%
117,859
+113,384
63
$10.2M 0.01%
163,114
+65,017
64
$10.1M 0.01%
75,206
+32,028
65
$10M 0.01%
76,070
+62,171
66
$10M 0.01%
57,650
-44,661
67
$9.86M 0.01%
106,284
+87,888
68
$9.79M 0.01%
+218,136
69
$9.62M 0.01%
40,784
+32,517
70
$9.55M 0.01%
153,998
+52,776
71
$9.4M 0.01%
26,704
+4,133
72
$9.21M 0.01%
386,986
-414,503
73
$9.08M 0.01%
163,629
+91,174
74
$9.04M 0.01%
48,886
-986
75
$8.97M 0.01%
134,793
+61,349