Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$9.26M 0.01%
66,538
+2,156
52
$9.07M 0.01%
334,813
+8,098
53
$8.96M 0.01%
33,159
+244
54
$8.96M 0.01%
406,096
+2,199
55
$8.92M 0.01%
158,550
-15,763
56
$8.86M 0.01%
53,062
+12,397
57
$8.83M 0.01%
95,934
+13,746
58
$8.8M 0.01%
169,859
+34,183
59
$8.6M 0.01%
148,166
-6,050
60
$8.34M 0.01%
356,582
-2,912
61
$8.29M 0.01%
81,007
-300
62
$8.15M 0.01%
77,946
-65
63
$8.13M 0.01%
82,177
+880
64
$8.06M 0.01%
34,291
+5,276
65
$7.95M 0.01%
163,260
+45,920
66
$7.8M 0.01%
59,340
-1,014
67
$7.76M 0.01%
162,316
+3,119
68
$7.71M 0.01%
32,745
+3,544
69
$7.67M 0.01%
630,547
-18,735
70
$7.64M 0.01%
110,542
+23,394
71
$7.62M 0.01%
31,923
72
$7.53M 0.01%
87,775
-48,867
73
$7.53M 0.01%
22,584
+83
74
$7.51M 0.01%
97,021
+51,519
75
$7.47M 0.01%
53,074
+8,528