Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$9.07M 0.01%
359,494
+313,358
52
$8.98M 0.01%
70,713
-65,960
53
$8.89M 0.01%
32,915
+8,136
54
$8.79M 0.01%
64,382
+38,784
55
$8.76M 0.01%
20,467
+5,749
56
$8.71M 0.01%
+403,897
57
$8.63M 0.01%
326,715
+139,420
58
$8.29M 0.01%
81,307
+69,636
59
$8.24M 0.01%
86,371
+63,003
60
$8.12M 0.01%
78,011
+16,177
61
$7.93M 0.01%
649,282
+338,382
62
$7.91M 0.01%
5,078
+2,785
63
$7.87M 0.01%
60,354
-6,905
64
$7.86M 0.01%
81,297
+80,860
65
$7.74M 0.01%
55,238
+44,921
66
$7.71M 0.01%
50,379
+44,180
67
$7.62M 0.01%
31,923
+23,812
68
$7.59M 0.01%
159,197
-45,341
69
$7.55M 0.01%
21,896
-75,857
70
$7.55M 0.01%
222,118
-362,314
71
$7.54M 0.01%
+82,188
72
$7.52M 0.01%
+22,501
73
$7.41M 0.01%
251,840
-256,483
74
$7.23M 0.01%
+30,775
75
$7.18M 0.01%
347,183
-185,853