Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$7.81M 0.01%
+15,281
52
$7.55M 0.01%
256,271
-113,222
53
$7.52M 0.01%
126,188
-107,727
54
$7.47M 0.01%
293,647
-21,625
55
$7.46M 0.01%
38,039
+36,039
56
$7.24M 0.01%
116,736
+94,467
57
$7.22M 0.01%
105,753
+34,501
58
$7.19M 0.01%
154,183
-548
59
$7.12M 0.01%
120,240
-1,068
60
$6.84M 0.01%
168,124
-7,911
61
$6.76M 0.01%
+28,019
62
$6.75M 0.01%
+47,734
63
$6.74M 0.01%
1,266
+1,250
64
$6.46M 0.01%
129,598
+75,544
65
$6.33M 0.01%
25,939
+23,713
66
$6.29M 0.01%
+23,687
67
$6.26M 0.01%
137,162
+44,038
68
$6.04M 0.01%
+17,814
69
$5.97M 0.01%
215,481
+158,260
70
$5.96M 0.01%
67,317
-41,209
71
$5.95M 0.01%
56,919
-96,909
72
$5.9M 0.01%
147,937
+13,907
73
$5.89M 0.01%
+52,949
74
$5.78M 0.01%
+12,949
75
$5.77M 0.01%
122,220
+76,420