Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$8.31M 0.01%
186,029
+185,729
52
$8.31M 0.01%
+62,817
53
$7.77M 0.01%
+47,338
54
$7.66M 0.01%
+154,483
55
$7.58M 0.01%
299,581
-57,746
56
$7.48M 0.01%
456
-88
57
$7.47M 0.01%
105,100
+35,460
58
$7.46M 0.01%
34,016
-1,861
59
$7.28M 0.01%
113,405
-5,413
60
$7.11M 0.01%
320,616
+199,764
61
$6.94M 0.01%
112,434
+59,848
62
$6.67M 0.01%
406,165
+367,533
63
$6.62M 0.01%
126,778
+59,447
64
$6.61M 0.01%
283,649
+181,867
65
$6.52M 0.01%
145,870
+111,121
66
$6.26M 0.01%
198,420
-675,390
67
$6.22M 0.01%
109,532
-117,483
68
$5.77M 0.01%
95,957
-65,030
69
$5.71M 0.01%
+140,440
70
$5.69M 0.01%
197,765
+113,450
71
$5.59M 0.01%
23,360
+17,082
72
$5.55M 0.01%
49,449
-21,356
73
$5.41M 0.01%
208,834
+154,207
74
$5.41M 0.01%
211,369
+203,337
75
$5.4M 0.01%
69,129
-91,318