Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$4.73M 0.21%
105,333
-150,906
52
$4.58M 0.2%
+135,875
53
$4.47M 0.2%
+31,771
54
$4.37M 0.19%
+79,700
55
$4.33M 0.19%
119,110
+43,072
56
$4.2M 0.18%
24,637
+2,850
57
$3.99M 0.18%
12,160
-64,019
58
$3.95M 0.17%
41,700
-200
59
$3.93M 0.17%
122,946
+67,620
60
$3.92M 0.17%
+132,126
61
$3.85M 0.17%
38,692
+23,275
62
$3.82M 0.17%
+35,801
63
$3.73M 0.16%
39,943
+13,540
64
$3.55M 0.16%
+16,069
65
$3.52M 0.15%
+29,734
66
$3.5M 0.15%
39,984
+24,227
67
$3.47M 0.15%
26,996
-5,455
68
$3.41M 0.15%
66,439
+20,972
69
$3.39M 0.15%
36,518
+35,739
70
$3.14M 0.14%
+18,598
71
$3.11M 0.14%
42,079
+28,118
72
$3.09M 0.14%
+22,305
73
$3.01M 0.13%
19,387
-80,544
74
$2.97M 0.13%
+98,316
75
$2.94M 0.13%
75,269
+63,150