Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$3.25M 0.19%
+13,978
52
$3.13M 0.19%
+48,178
53
$3.13M 0.19%
25,102
+20,812
54
$3.11M 0.19%
77,694
+7,504
55
$3.1M 0.19%
+96,542
56
$3.04M 0.18%
175,618
+118,625
57
$3.01M 0.18%
43,931
-19,401
58
$3M 0.18%
+28,979
59
$2.98M 0.18%
+36,024
60
$2.96M 0.18%
+47,579
61
$2.94M 0.18%
216,060
+124,440
62
$2.87M 0.17%
+17,427
63
$2.83M 0.17%
+162,983
64
$2.81M 0.17%
34,548
+24,630
65
$2.81M 0.17%
22,673
+13,345
66
$2.7M 0.16%
74,561
-58,392
67
$2.62M 0.16%
87,772
+35,948
68
$2.6M 0.16%
+33,870
69
$2.59M 0.15%
969,960
-1,780,360
70
$2.58M 0.15%
7,033
+3,152
71
$2.56M 0.15%
109,981
-10,968
72
$2.52M 0.15%
+48,009
73
$2.46M 0.15%
17,139
+2,413
74
$2.36M 0.14%
41,044
-8,128
75
$2.33M 0.14%
120,418
-187,259