Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$2.3M 0.18%
+8,164
52
$2.29M 0.18%
+42,401
53
$2.28M 0.18%
69,239
+10,787
54
$2.25M 0.18%
63,153
+53,045
55
$2.16M 0.17%
17,396
-11,415
56
$2.14M 0.17%
52,163
-155,710
57
$2.14M 0.17%
+68,894
58
$2.13M 0.17%
+28,789
59
$2.07M 0.16%
+21,498
60
$2.02M 0.16%
59,831
+53,216
61
$2M 0.16%
30,077
-12,581
62
$1.94M 0.15%
+36,284
63
$1.92M 0.15%
32,007
+29,044
64
$1.91M 0.15%
+16,654
65
$1.9M 0.15%
29,950
+25,950
66
$1.85M 0.15%
16,206
+7,531
67
$1.82M 0.15%
16,917
+1,606
68
$1.8M 0.14%
+34,884
69
$1.8M 0.14%
+17,329
70
$1.79M 0.14%
72,457
+65,768
71
$1.71M 0.14%
68,622
+57,982
72
$1.68M 0.13%
+14,937
73
$1.66M 0.13%
+31,131
74
$1.65M 0.13%
138,107
+109,358
75
$1.65M 0.13%
+49,625