Simplex Trading Portfolio holdings
Simplex Trading is a market maker that trades for its own account, mainly in US stock options and options on futures, using software it builds itself. Its work pairs software developers with data-driven traders. It was founded in Chicago in 2004, and Erik Swanson, who joined straight out of college as a trader, has been its chief executive since 2014. It also invests in early-stage financial and technology start-ups.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$17.3M |
| 2 |
Apple
AAPL
|
+$15.2M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$14.9M |
| 4 |
Booking.com
BKNG
|
+$14.7M |
| 5 |
Wells Fargo
WFC
|
+$12.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$38.3M |
| 2 |
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
|
+$30.7M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$15.2M |
| 4 |
CELG
Celgene Corp
CELG
|
+$12.6M |
| 5 |
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
|
+$10.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.25% |
| 2 | Healthcare | 8.96% |
| 3 | Communication Services | 8.51% |
| 4 | Consumer Discretionary | 7.07% |
| 5 | Technology | 6.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
7226
PUT
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
| – | – |
-56
| Closed | -$5K | – |
|
7227
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| – | – |
-2,434
| Closed | -$97K | – |
|
|
7228
PUT
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| – | – |
-40
| Closed | -$3K | – |
|
|
FDC
7229
DELISTED
First Data Corporation
FDC
| – | – |
-41,174
| Closed | -$531K | – |
|
|
IMS
7230
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
| – | – |
-21,715
| Closed | -$550K | – |
|
|
KEG
7231
DELISTED
KEY ENERGY SERVICES INC
KEG
| – | – |
-500
| Closed | – | – |
|
|
KEG
7232
PUT
DELISTED
KEY ENERGY SERVICES INC
KEG
| – | – |
-15
| Closed | -$5K | – |
|
|
DNY
7233
CALL
DELISTED
DONNELLEY R R & SONS CO
DNY
| – | – |
-226
| Closed | -$13K | – |
|
7234
CALL
DELISTED
Healthcare Realty Trust Incorporated
HR
| – | – |
-137
| Closed | -$62K | – |
|
Similar funds
Simplex Trading's Q3 2016 Portfolio in Review
As of Q3 2016, Simplex Trading held 7,235 positions worth $1.48B, down 1.4% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Simplex Trading withdrew a net $51.7M in Q3 2016, closing 1,478 positions and reducing 1,938 holdings. Its most notable exit was SPDR Gold Trust, an estimated $38.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Healthcare and Communication Services.
Against the trend, Simplex Trading opened a new position in Booking.com worth $15.6M.
- Simplex Trading's largest Q3 2016 buy was Booking.com: 264,225 shares worth $15.6M.
- Simplex Trading added most to Gilead Sciences in Q3 2016, an estimated $17.3M increase.
- Simplex Trading's biggest Q3 2016 reduction was LinkedIn Corporation, cutting an estimated $15.2M.
- Simplex Trading fully exited SPDR Gold Trust in Q3 2016, selling an estimated $38.3M.
- Simplex Trading's ten largest holdings make up 18% of its $1.48B portfolio in Q3 2016.
- Simplex Trading opened 1,460 new positions and closed 1,478 in Q3 2016.
- Simplex Trading's portfolio value fell 1.4% quarter-over-quarter to $1.48B.
Based on Simplex Trading's 13F filing for Q3 2016, filed 7 Oct 2016.