Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$372K ﹤0.01%
9,201
-38,200
702
$372K ﹤0.01%
13,857
-3,567
703
$372K ﹤0.01%
+8,675
704
$372K ﹤0.01%
91,222
+43,372
705
$371K ﹤0.01%
+21,292
706
$367K ﹤0.01%
36,423
-16,671
707
$367K ﹤0.01%
+2,252
708
$366K ﹤0.01%
58,153
+26,998
709
$365K ﹤0.01%
65,111
-51,410
710
$364K ﹤0.01%
3,069
-4,374
711
$361K ﹤0.01%
111,728
-108,789
712
$358K ﹤0.01%
2,202
+1,673
713
$358K ﹤0.01%
33,853
+29,068
714
$355K ﹤0.01%
+26,589
715
$355K ﹤0.01%
7,971
+3,995
716
$354K ﹤0.01%
+113,215
717
$353K ﹤0.01%
+4,268
718
$351K ﹤0.01%
+13,480
719
$350K ﹤0.01%
3,268
+2,333
720
$349K ﹤0.01%
3,671
+3,298
721
$347K ﹤0.01%
+3,698
722
$346K ﹤0.01%
96,993
+84,862
723
$346K ﹤0.01%
76,214
-95,336
724
$345K ﹤0.01%
+5,924
725
$342K ﹤0.01%
+12,004