Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$475K ﹤0.01%
+18,009
702
$474K ﹤0.01%
12,171
-203,448
703
$472K ﹤0.01%
16,036
+13,064
704
$471K ﹤0.01%
19,962
+9,327
705
$470K ﹤0.01%
1
706
$470K ﹤0.01%
+14,290
707
$469K ﹤0.01%
+14,917
708
$468K ﹤0.01%
10,620
-10,090
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1,889
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710
$468K ﹤0.01%
6,749
+3,166
711
$467K ﹤0.01%
+3,546
712
$466K ﹤0.01%
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713
$466K ﹤0.01%
+43,243
714
$465K ﹤0.01%
9,438
+5,482
715
$464K ﹤0.01%
11,971
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716
$464K ﹤0.01%
+17,583
717
$463K ﹤0.01%
3,644
+3,443
718
$463K ﹤0.01%
77,090
+48,605
719
$462K ﹤0.01%
+32,165
720
$461K ﹤0.01%
23,618
+13,625
721
$460K ﹤0.01%
29,549
+7,419
722
$460K ﹤0.01%
45,298
+42,614
723
$460K ﹤0.01%
27,676
-72
724
$459K ﹤0.01%
+11,626
725
$458K ﹤0.01%
+16,982