Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$441K ﹤0.01%
5,389
+5,214
702
$441K ﹤0.01%
27,748
+9,381
703
$440K ﹤0.01%
24,103
-32,782
704
$439K ﹤0.01%
50,000
-281,972
705
$439K ﹤0.01%
+23,179
706
$437K ﹤0.01%
25,864
+18,053
707
$437K ﹤0.01%
+33,692
708
$429K ﹤0.01%
6,163
-10,507
709
$428K ﹤0.01%
12,620
-11,669
710
$426K ﹤0.01%
17,242
-4,375
711
$425K ﹤0.01%
9,896
+3,621
712
$424K ﹤0.01%
41,000
-85,104
713
$424K ﹤0.01%
37,598
+37,450
714
$424K ﹤0.01%
28,903
+11,300
715
$422K ﹤0.01%
+1
716
$422K ﹤0.01%
4,840
-7,430
717
$420K ﹤0.01%
+8,055
718
$418K ﹤0.01%
64,552
-42,504
719
$418K ﹤0.01%
+10,214
720
$418K ﹤0.01%
34,255
+32,930
721
$416K ﹤0.01%
+117,235
722
$415K ﹤0.01%
4,454
-10,687
723
$415K ﹤0.01%
763
+542
724
$414K ﹤0.01%
2,829
-8,304
725
$414K ﹤0.01%
9,490
-10,594