Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$238K ﹤0.01%
12,198
+12,149
702
$238K ﹤0.01%
4,800
-5,889
703
$236K ﹤0.01%
4,134
-5,443
704
$236K ﹤0.01%
5,338
+1,649
705
$236K ﹤0.01%
17,820
-20,934
706
$236K ﹤0.01%
2,011
-140
707
$235K ﹤0.01%
3,269
-3,459
708
$235K ﹤0.01%
12,731
+10,122
709
$234K ﹤0.01%
29,365
+15,147
710
$234K ﹤0.01%
+42,780
711
$232K ﹤0.01%
2,190
-482
712
$231K ﹤0.01%
+5,745
713
$231K ﹤0.01%
37,832
-73,616
714
$228K ﹤0.01%
7,815
+4,455
715
$228K ﹤0.01%
30,112
+22,363
716
$228K ﹤0.01%
8,104
-60,300
717
$227K ﹤0.01%
4,094
+3,709
718
$226K ﹤0.01%
4,940
-13,138
719
$226K ﹤0.01%
367
+134
720
$226K ﹤0.01%
+10,278
721
$226K ﹤0.01%
9,754
+8,407
722
$225K ﹤0.01%
+132,522
723
$224K ﹤0.01%
8,062
+1,272
724
$224K ﹤0.01%
34
+4
725
$223K ﹤0.01%
+3,496