Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$727K ﹤0.01%
12,679
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677
$727K ﹤0.01%
80,282
678
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679
$722K ﹤0.01%
33,819
-2,405
680
$719K ﹤0.01%
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681
$718K ﹤0.01%
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682
$717K ﹤0.01%
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-2,295
683
$716K ﹤0.01%
457
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11,069
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685
$713K ﹤0.01%
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686
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687
$711K ﹤0.01%
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688
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11,838
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$708K ﹤0.01%
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$707K ﹤0.01%
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$705K ﹤0.01%
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693
$705K ﹤0.01%
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694
$705K ﹤0.01%
25,710
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$704K ﹤0.01%
31,979
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$702K ﹤0.01%
38,020
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697
$702K ﹤0.01%
24,853
+6,188
698
$697K ﹤0.01%
26,394
+180
699
$697K ﹤0.01%
9,856
700
$693K ﹤0.01%
74,482
+7,971