Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$257K ﹤0.01%
3,575
-2,395
677
$257K ﹤0.01%
523
+214
678
$255K ﹤0.01%
8,684
-4,420
679
$254K ﹤0.01%
3,816
-68,115
680
$254K ﹤0.01%
24,267
-9,545
681
$253K ﹤0.01%
+23,812
682
$253K ﹤0.01%
7,604
-35,446
683
$252K ﹤0.01%
+2,684
684
$252K ﹤0.01%
+8,871
685
$251K ﹤0.01%
+3,491
686
$248K ﹤0.01%
1,447
-2,000
687
$248K ﹤0.01%
57
+45
688
$247K ﹤0.01%
+3,631
689
$247K ﹤0.01%
+1,745
690
$247K ﹤0.01%
23,780
+3,117
691
$246K ﹤0.01%
+1,550
692
$245K ﹤0.01%
40,347
+39,876
693
$244K ﹤0.01%
8,738
+5,190
694
$244K ﹤0.01%
6,111
-1,005
695
$243K ﹤0.01%
+8,053
696
$243K ﹤0.01%
11,155
+8,788
697
$242K ﹤0.01%
+3,290
698
$241K ﹤0.01%
+9,470
699
$240K ﹤0.01%
+1,307
700
$238K ﹤0.01%
+9,964