Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$198K ﹤0.01%
+750
677
$198K ﹤0.01%
4,826
-9,174
678
$197K ﹤0.01%
7,320
+4,353
679
$196K ﹤0.01%
+4,115
680
$195K ﹤0.01%
5,277
+5,218
681
$195K ﹤0.01%
27,164
+22,435
682
$195K ﹤0.01%
+4,884
683
$195K ﹤0.01%
2,596
+1,734
684
$195K ﹤0.01%
18,469
+18,298
685
$194K ﹤0.01%
+3,633
686
$194K ﹤0.01%
30,010
+18,268
687
$194K ﹤0.01%
7,311
-11,190
688
$192K ﹤0.01%
+29,235
689
$192K ﹤0.01%
1,287
+592
690
$189K ﹤0.01%
12,607
+11,399
691
$189K ﹤0.01%
11,246
+10,387
692
$187K ﹤0.01%
1,182
+1,051
693
$186K ﹤0.01%
1,910
-607
694
$186K ﹤0.01%
5,846
-30,846
695
$185K ﹤0.01%
3,155
-944
696
$184K ﹤0.01%
10,092
+6,095
697
$183K ﹤0.01%
47,750
+31,624
698
$181K ﹤0.01%
11,803
+969
699
$181K ﹤0.01%
4,900
+2,630
700
$181K ﹤0.01%
+7,085