Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$175K ﹤0.01%
4,722
+1,583
677
$175K ﹤0.01%
1,000
-34,681
678
$174K ﹤0.01%
12,471
+4,822
679
$174K ﹤0.01%
+3,623
680
$174K ﹤0.01%
12,050
-1,939
681
$173K ﹤0.01%
+2,300
682
$173K ﹤0.01%
21,616
+19,874
683
$172K ﹤0.01%
+3,543
684
$172K ﹤0.01%
+11,168
685
$172K ﹤0.01%
4,180
-7,255
686
$172K ﹤0.01%
+6,538
687
$172K ﹤0.01%
1,936
+1,925
688
$171K ﹤0.01%
11,047
-64,460
689
$171K ﹤0.01%
15,866
-8,968
690
$170K ﹤0.01%
+2,857
691
$170K ﹤0.01%
+1,481
692
$170K ﹤0.01%
1,593
-81
693
$169K ﹤0.01%
8,352
-19,236
694
$169K ﹤0.01%
1,205
+1,113
695
$169K ﹤0.01%
2,762
-8,319
696
$169K ﹤0.01%
+64,818
697
$169K ﹤0.01%
4,117
-4,453
698
$169K ﹤0.01%
+10,822
699
$168K ﹤0.01%
11,808
+1,045
700
$167K ﹤0.01%
1,630
-6,968