We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $184B Turnover 28.44%
1-Year Est. Return 51.71%
 

Simplex Trading is a market maker that trades for its own account, mainly in US stock options and options on futures, using software it builds itself. Its work pairs software developers with data-driven traders. It was founded in Chicago in 2004, and Erik Swanson, who joined straight out of college as a trader, has been its chief executive since 2014. It also invests in early-stage financial and technology start-ups.

This Fund
S&P 500
This Quarter Est. Return
+5.12%
1 Year Est. Return
+51.71%
3 Year Est. Return
+194.66%
5 Year Est. Return
+164.83%
10 Year Est. Return
+968.67%
AUM
$1.5B
AUM Growth
+$242M
Cap. Flow
+$147M
Cap. Flow %
9.83%
Top 10 Hldgs %
18.61%
Holding
7,153
New
1,584
Increased
2,321
Reduced
1,708
Closed
1,363
Avg Time Held Equity + Options
0.7 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.59%
2 Healthcare 6.94%
3 Technology 6.79%
4 Communication Services 6.76%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CSH
6951
CALL
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-4
Closed -$3K –
EJ
6952
CALL
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-315
Closed -$36K –
CPXX
6953
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-1,999
Closed -$40.6K –
HTS
6954
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-1,392
Closed -$22.2K –
XNPT
6955
DELISTED
XENOPORT, INC.
XNPT
– –
-1,436
Closed -$8.11K –
TE icon
6956
DELISTED
TECO ENERGY INC
TE
– –
-367
Closed -$10.1K –
TE icon
6957
PUT
DELISTED
TECO ENERGY INC
TE
– –
-59
Closed -$1K –
BITE icon
6958
CALL
DELISTED
ETF Managers Trust The Restaurant ETF
BITE
– –
-140
Closed -$34K –
NTI
6959
CALL
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-44
Closed -$2K –
NTI
6960
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-26,085
Closed -$614K –
NTI
6961
PUT
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-321
Closed -$229K –
CVC
6962
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-318
Closed -$6K –
CVC
6963
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-69,239
Closed -$2.36M –
JGW
6964
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
$0 ﹤0.01%
+1,400
New +$1.23K
2016 Q2
0 quarters
TXTR
6965
DELISTED
TEXTURA CORPORATION COM
TXTR
– –
-303
Closed -$5K –
TXTR
6966
PUT
DELISTED
TEXTURA CORPORATION COM
TXTR
– –
-36
Closed -$11K –
AFOP
6967
CALL
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
– –
-22
Closed -$1K –
AFOP
6968
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
– –
-3,501
Closed -$51K –
BXLT
6969
CALL
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-1,427
Closed -$181K –
BXLT
6970
PUT
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-718
Closed -$56K –
AZUR
6971
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$0 ﹤0.01%
600
+511
+574% +$535
2015 Q3
3 quarters
FSYS
6972
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-37
Closed -$8K –
CRC icon
6973
DELISTED
California Resources Corporation
CRC
– –
-1,468
Closed -$23.4K –
BBEP
6974
CALL
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-120
Closed -$1K –
BBEP
6975
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-34,439
Closed -$11.5K –

Similar funds

Simplex Trading's Q2 2016 Portfolio in Review

As of Q2 2016, Simplex Trading held 7,153 positions worth $1.5B, up 19% from $1.25B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Simplex Trading deployed $147M of net new capital in Q2 2016, opening 1,584 new positions and adding to 2,321 existing holdings. Its largest new stake was Biogen: 56,467 shares worth $13.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 60% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Broadcom, an estimated $36.7M trimmed.

  • Simplex Trading's largest Q2 2016 buy was Biogen: 56,467 shares worth $13.7M.
  • Simplex Trading added most to LinkedIn Corporation in Q2 2016, an estimated $21.4M increase.
  • Simplex Trading's biggest Q2 2016 reduction was Broadcom, cutting an estimated $36.7M.
  • Simplex Trading fully exited Alphabet (Google) Class C in Q2 2016, selling an estimated $20.1M.
  • Simplex Trading's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2016.
  • Simplex Trading opened 1,584 new positions and closed 1,363 in Q2 2016.
  • Simplex Trading's portfolio value rose 19% quarter-over-quarter to $1.5B.

Based on Simplex Trading's 13F filing for Q2 2016, filed 18 Jul 2016.