Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$496K ﹤0.01%
8,263
+5,624
652
$493K ﹤0.01%
+42,152
653
$491K ﹤0.01%
+1,478
654
$490K ﹤0.01%
+3,189
655
$487K ﹤0.01%
+10,640
656
$486K ﹤0.01%
28,200
+27,968
657
$485K ﹤0.01%
96,175
-34,532
658
$484K ﹤0.01%
5,518
+1,820
659
$484K ﹤0.01%
+36,376
660
$484K ﹤0.01%
100,539
-2,449
661
$481K ﹤0.01%
12,265
+12,097
662
$478K ﹤0.01%
+8,300
663
$477K ﹤0.01%
64,117
+61,458
664
$475K ﹤0.01%
22,271
+8,234
665
$474K ﹤0.01%
+45,774
666
$473K ﹤0.01%
11,885
-25,258
667
$473K ﹤0.01%
40,234
+26,672
668
$472K ﹤0.01%
3,281
-876
669
$470K ﹤0.01%
17,346
-3,913
670
$470K ﹤0.01%
27,114
+10,339
671
$470K ﹤0.01%
142,581
-37,065
672
$468K ﹤0.01%
23,684
-2,130
673
$467K ﹤0.01%
5,229
-14,063
674
$462K ﹤0.01%
+47,103
675
$462K ﹤0.01%
46,129
-78,066