Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$446K ﹤0.01%
30,331
-11,276
652
$442K ﹤0.01%
80,657
-7,361
653
$441K ﹤0.01%
52,453
+43,567
654
$440K ﹤0.01%
11,549
+11,360
655
$439K ﹤0.01%
13,512
+6,685
656
$439K ﹤0.01%
4,046
+909
657
$439K ﹤0.01%
53,435
+42,498
658
$437K ﹤0.01%
+750
659
$436K ﹤0.01%
4,555
-19,400
660
$436K ﹤0.01%
+11,387
661
$434K ﹤0.01%
+2,908
662
$432K ﹤0.01%
+37,475
663
$431K ﹤0.01%
+37,303
664
$431K ﹤0.01%
95,933
-61,601
665
$429K ﹤0.01%
10,206
-68,579
666
$429K ﹤0.01%
+7,596
667
$426K ﹤0.01%
32,165
-37,037
668
$425K ﹤0.01%
+111,916
669
$425K ﹤0.01%
128,788
-89,500
670
$424K ﹤0.01%
+14,844
671
$421K ﹤0.01%
158,072
+14,665
672
$421K ﹤0.01%
15,580
-9,210
673
$418K ﹤0.01%
76,065
-18,811
674
$417K ﹤0.01%
+18,238
675
$417K ﹤0.01%
9,252
+8,149