Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$371K ﹤0.01%
5,282
-1,191
652
$369K ﹤0.01%
+22,663
653
$367K ﹤0.01%
129,421
-15,906
654
$365K ﹤0.01%
5,588
-14,750
655
$364K ﹤0.01%
16,578
-73,759
656
$362K ﹤0.01%
94,748
+91,008
657
$362K ﹤0.01%
25,047
+20,169
658
$361K ﹤0.01%
16,985
+15,177
659
$361K ﹤0.01%
2,395
+1,018
660
$357K ﹤0.01%
18,323
+807
661
$357K ﹤0.01%
33,872
+20,955
662
$355K ﹤0.01%
8,968
+5,179
663
$353K ﹤0.01%
+21,917
664
$353K ﹤0.01%
+7,177
665
$352K ﹤0.01%
35,597
-2,841
666
$351K ﹤0.01%
43,382
+2,160
667
$350K ﹤0.01%
129,391
-423
668
$350K ﹤0.01%
+2,763
669
$350K ﹤0.01%
+2,250
670
$349K ﹤0.01%
5,598
+2,956
671
$349K ﹤0.01%
11,126
+7,134
672
$348K ﹤0.01%
134,718
+21,973
673
$347K ﹤0.01%
12,684
+1,941
674
$346K ﹤0.01%
161,964
+102,383
675
$343K ﹤0.01%
20,910