Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$532K ﹤0.01%
4,719
+2,518
652
$531K ﹤0.01%
16,705
+16,624
653
$530K ﹤0.01%
62,896
-59,034
654
$530K ﹤0.01%
12,307
+11,385
655
$527K ﹤0.01%
5,657
+2,050
656
$525K ﹤0.01%
+13,777
657
$522K ﹤0.01%
+9,147
658
$522K ﹤0.01%
16,950
-2,317
659
$521K ﹤0.01%
+20,862
660
$520K ﹤0.01%
14,968
+12,468
661
$519K ﹤0.01%
+14,718
662
$519K ﹤0.01%
+52,552
663
$518K ﹤0.01%
15,228
-1,188
664
$517K ﹤0.01%
4,668
+2,430
665
$515K ﹤0.01%
10,865
+8,284
666
$513K ﹤0.01%
+31,446
667
$511K ﹤0.01%
+11,262
668
$511K ﹤0.01%
24,520
+16,377
669
$507K ﹤0.01%
8,541
-28,933
670
$505K ﹤0.01%
9,705
-22,345
671
$505K ﹤0.01%
3,599
-1,316
672
$504K ﹤0.01%
+26,168
673
$504K ﹤0.01%
+8,417
674
$504K ﹤0.01%
10,280
-17,386
675
$504K ﹤0.01%
+15,057