Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$114K 0.01%
14,094
+4,111
652
$113K 0.01%
6,758
-10,486
653
$112K 0.01%
8,274
-12,825
654
$112K 0.01%
8,250
+3,720
655
$111K 0.01%
+1,273
656
$111K 0.01%
+895
657
$111K 0.01%
2,233
-267
658
$111K 0.01%
+1,485
659
$110K 0.01%
+5,838
660
$110K 0.01%
+2,810
661
$109K 0.01%
927
-4,826
662
$109K 0.01%
3,227
-19,106
663
$108K 0.01%
4,819
+3,178
664
$108K 0.01%
4,130
+3,520
665
$108K 0.01%
1,751
+932
666
$107K 0.01%
498
-5,677
667
$107K 0.01%
+14,124
668
$107K 0.01%
8,847
+2,861
669
$106K 0.01%
7,521
-12,069
670
$106K 0.01%
3,597
-1,270
671
$106K 0.01%
+8,072
672
$106K 0.01%
2,954
-2,453
673
$105K 0.01%
6,776
+5,947
674
$105K 0.01%
+25,208
675
$105K 0.01%
871
-458