We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $184B Turnover 28.44%
1-Year Est. Return 51.71%
 

Simplex Trading is a market maker that trades for its own account, mainly in US stock options and options on futures, using software it builds itself. Its work pairs software developers with data-driven traders. It was founded in Chicago in 2004, and Erik Swanson, who joined straight out of college as a trader, has been its chief executive since 2014. It also invests in early-stage financial and technology start-ups.

This Fund
S&P 500
This Quarter Est. Return
+5.12%
1 Year Est. Return
+51.71%
3 Year Est. Return
+194.66%
5 Year Est. Return
+164.83%
10 Year Est. Return
+968.67%
AUM
$1.5B
AUM Growth
+$242M
Cap. Flow
+$147M
Cap. Flow %
9.83%
Top 10 Hldgs %
18.61%
Holding
7,153
New
1,584
Increased
2,321
Reduced
1,708
Closed
1,363
Avg Time Held Equity + Options
0.7 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.59%
2 Healthcare 6.94%
3 Technology 6.79%
4 Communication Services 6.76%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
NS icon
6601
DELISTED
NuStar Energy L.P.
NS
– –
-10,404
Closed -$498K –
AEL icon
6602
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-273
Closed -$4K –
KAMN icon
6603
DELISTED
Kaman Corp
KAMN
– –
-10
Closed – –
CPE
6604
DELISTED
Callon Petroleum Company
CPE
– –
-2,043
Closed -$219K –
VJET
6605
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-384
Closed -$10.4K –
TGH
6606
DELISTED
Textainer Group Holdings limited
TGH
– –
-4,056
Closed -$53.7K –
TGH
6607
PUT
DELISTED
Textainer Group Holdings limited
TGH
– –
-56
Closed -$5K –
NEPT
6608
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$0 ﹤0.01%
+1
New +$1.51K
2015 Q4
2 quarters
BFX
6609
DELISTED
BowFlex Inc.
BFX
– –
-8,743
Closed -$165K –
IMGN icon
6610
CALL
DELISTED
Immunogen Inc
IMGN
– –
-28
Closed -$2K –
DMK
6611
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-17
Closed -$7.84K –
MRTX
6612
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$0 ﹤0.01%
+71
New +$1.13K
2016 Q2
0 quarters
SFE
6613
PUT
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-13
Closed -$8K –
AAIC
6614
CALL
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-10
Closed -$1K –
AAIC
6615
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-2,023
Closed -$26.2K –
HEP
6616
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-3,494
Closed -$118K –
GHL
6617
DELISTED
Greenhill & Co., Inc.
GHL
– –
-567
Closed -$11.2K –
PACW
6618
DELISTED
PacWest Bancorp
PACW
– –
-3,652
Closed -$143K –
HT
6619
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-127
Closed -$2.4K –
AVTA
6620
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-29,498
Closed -$232K –
SCU
6621
PUT
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-7
Closed -$1K –
CYTO icon
6622
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– -$1K
2016 Q1
1 quarter
CYTO icon
6623
PUT
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– -$1K
2016 Q1
1 quarter
FRGI
6624
CALL
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-37
Closed -$8K –
SVVC
6625
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-1,000
Closed -$7.45K –

Similar funds

Simplex Trading's Q2 2016 Portfolio in Review

As of Q2 2016, Simplex Trading held 7,153 positions worth $1.5B, up 19% from $1.25B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Simplex Trading deployed $147M of net new capital in Q2 2016, opening 1,584 new positions and adding to 2,321 existing holdings. Its largest new stake was Biogen: 56,467 shares worth $13.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 60% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Broadcom, an estimated $36.7M trimmed.

  • Simplex Trading's largest Q2 2016 buy was Biogen: 56,467 shares worth $13.7M.
  • Simplex Trading added most to LinkedIn Corporation in Q2 2016, an estimated $21.4M increase.
  • Simplex Trading's biggest Q2 2016 reduction was Broadcom, cutting an estimated $36.7M.
  • Simplex Trading fully exited Alphabet (Google) Class C in Q2 2016, selling an estimated $20.1M.
  • Simplex Trading's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2016.
  • Simplex Trading opened 1,584 new positions and closed 1,363 in Q2 2016.
  • Simplex Trading's portfolio value rose 19% quarter-over-quarter to $1.5B.

Based on Simplex Trading's 13F filing for Q2 2016, filed 18 Jul 2016.