Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$500K ﹤0.01%
13,530
+6,740
627
$497K ﹤0.01%
+8,302
628
$493K ﹤0.01%
+6,254
629
$491K ﹤0.01%
52,361
+12,713
630
$490K ﹤0.01%
4,543
-12,627
631
$487K ﹤0.01%
1,889
-1,271
632
$477K ﹤0.01%
74,894
+27,914
633
$476K ﹤0.01%
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634
$473K ﹤0.01%
4,858
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635
$472K ﹤0.01%
50,118
+19,243
636
$471K ﹤0.01%
2,463
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637
$467K ﹤0.01%
67,235
+50,213
638
$466K ﹤0.01%
8,686
+6,411
639
$461K ﹤0.01%
+1,762
640
$458K ﹤0.01%
80,499
+38,398
641
$458K ﹤0.01%
+441
642
$458K ﹤0.01%
8,361
-66
643
$457K ﹤0.01%
69,988
+32,877
644
$457K ﹤0.01%
3,247
+2,354
645
$457K ﹤0.01%
15,750
+2,175
646
$456K ﹤0.01%
+38,247
647
$454K ﹤0.01%
8,971
+8,338
648
$453K ﹤0.01%
76,639
+44,358
649
$453K ﹤0.01%
+50,821
650
$447K ﹤0.01%
74,563
-3,168