Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
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21,862
-61,756
627
$772K ﹤0.01%
2,987
-17,088
628
$770K ﹤0.01%
24,268
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629
$770K ﹤0.01%
113,949
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$769K ﹤0.01%
36,306
+20,348
631
$767K ﹤0.01%
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632
$764K ﹤0.01%
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633
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$760K ﹤0.01%
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$758K ﹤0.01%
35,213
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636
$755K ﹤0.01%
126,414
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637
$754K ﹤0.01%
+141,372
638
$743K ﹤0.01%
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639
$743K ﹤0.01%
16,170
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640
$739K ﹤0.01%
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641
$739K ﹤0.01%
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642
$738K ﹤0.01%
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$737K ﹤0.01%
8,479
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644
$736K ﹤0.01%
17,307
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645
$734K ﹤0.01%
+28,028
646
$733K ﹤0.01%
23,977
+21,023
647
$730K ﹤0.01%
26,016
-1,376
648
$730K ﹤0.01%
2,522
-1,107
649
$729K ﹤0.01%
24,260
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650
$728K ﹤0.01%
+7,063