Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$534K ﹤0.01%
+11,064
627
$532K ﹤0.01%
+3,507
628
$532K ﹤0.01%
7,412
-18,475
629
$530K ﹤0.01%
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630
$530K ﹤0.01%
967
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631
$529K ﹤0.01%
78,992
+63,638
632
$527K ﹤0.01%
+1,500
633
$526K ﹤0.01%
18,962
-13,679
634
$525K ﹤0.01%
36,998
+3,654
635
$524K ﹤0.01%
18,387
-60,085
636
$524K ﹤0.01%
15,383
-58,059
637
$520K ﹤0.01%
+3,146
638
$519K ﹤0.01%
6,856
-5,398
639
$518K ﹤0.01%
3,430
-72,313
640
$518K ﹤0.01%
2,707
+2,080
641
$515K ﹤0.01%
+10,782
642
$513K ﹤0.01%
45,738
-135,525
643
$513K ﹤0.01%
24,388
+10,241
644
$513K ﹤0.01%
+41,299
645
$512K ﹤0.01%
2,784
+2,274
646
$511K ﹤0.01%
38,198
-33,981
647
$507K ﹤0.01%
+10,098
648
$507K ﹤0.01%
13,292
+12,035
649
$505K ﹤0.01%
+7,154
650
$502K ﹤0.01%
1,151
-2,999