Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$129K 0.01%
4,412
+1,249
627
$129K 0.01%
3,939
-1,658
628
$128K 0.01%
+2,826
629
$128K 0.01%
+4,760
630
$127K 0.01%
17,005
+6,908
631
$127K 0.01%
+7,145
632
$127K 0.01%
+4,988
633
$127K 0.01%
35,060
-32,440
634
$127K 0.01%
8,749
+7,703
635
$127K 0.01%
+23,182
636
$126K 0.01%
+5,875
637
$124K 0.01%
9,185
+6,229
638
$123K 0.01%
2,205
-3,539
639
$123K 0.01%
+1,868
640
$123K 0.01%
10,710
+2,283
641
$123K 0.01%
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642
$123K 0.01%
4,821
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643
$123K 0.01%
15,896
+4,638
644
$122K 0.01%
3,077
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645
$122K 0.01%
+66,528
646
$122K 0.01%
3,339
+1,442
647
$122K 0.01%
+11,243
648
$122K 0.01%
+1,691
649
$121K 0.01%
14,791
+14,291
650
$121K 0.01%
+4,333