Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$539K ﹤0.01%
+4,349
602
$539K ﹤0.01%
102,988
+544
603
$536K ﹤0.01%
3,041
+1,644
604
$535K ﹤0.01%
+5,573
605
$535K ﹤0.01%
+18,449
606
$534K ﹤0.01%
+5,198
607
$532K ﹤0.01%
27,604
-2,989
608
$531K ﹤0.01%
33,255
+21,954
609
$527K ﹤0.01%
14,149
-3,002
610
$524K ﹤0.01%
3,300
+2,184
611
$523K ﹤0.01%
+129,854
612
$522K ﹤0.01%
7,868
+7,175
613
$521K ﹤0.01%
+42,264
614
$517K ﹤0.01%
14,300
+5,482
615
$516K ﹤0.01%
9,463
-68,877
616
$514K ﹤0.01%
64,303
-6,630
617
$514K ﹤0.01%
2,490
-2,111
618
$514K ﹤0.01%
+35,174
619
$513K ﹤0.01%
+18,930
620
$512K ﹤0.01%
10,325
-9,123
621
$510K ﹤0.01%
42,132
+17,217
622
$509K ﹤0.01%
129,849
+82,154
623
$507K ﹤0.01%
5,806
-1,699
624
$506K ﹤0.01%
86,706
+2,210
625
$502K ﹤0.01%
2,758
+2,289