Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$252K ﹤0.01%
86,030
+76,417
602
$251K ﹤0.01%
24,885
+21,100
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$249K ﹤0.01%
5,116
-14,215
604
$249K ﹤0.01%
+3,593
605
$248K ﹤0.01%
32,318
-365
606
$247K ﹤0.01%
4,949
-3,875
607
$247K ﹤0.01%
105,520
+23,843
608
$246K ﹤0.01%
3,978
-61,677
609
$246K ﹤0.01%
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610
$244K ﹤0.01%
4,004
-16
611
$241K ﹤0.01%
10,675
-13,383
612
$240K ﹤0.01%
880
-389
613
$239K ﹤0.01%
16,401
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614
$239K ﹤0.01%
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615
$238K ﹤0.01%
4,099
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616
$236K ﹤0.01%
8,781
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617
$234K ﹤0.01%
8,157
-84,234
618
$234K ﹤0.01%
7,539
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619
$233K ﹤0.01%
2,134
+1,567
620
$233K ﹤0.01%
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621
$233K ﹤0.01%
+15,016
622
$232K ﹤0.01%
10,354
+8,925
623
$231K ﹤0.01%
+18,365
624
$231K ﹤0.01%
+4,669
625
$230K ﹤0.01%
11,094
+9,705