Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$644K ﹤0.01%
12,105
-157,336
577
$643K ﹤0.01%
7,139
-14,666
578
$643K ﹤0.01%
+37,694
579
$637K ﹤0.01%
65,943
-11,229
580
$635K ﹤0.01%
+22,855
581
$634K ﹤0.01%
66,676
+41,391
582
$630K ﹤0.01%
79,619
+28,798
583
$629K ﹤0.01%
43,124
-3,689
584
$624K ﹤0.01%
29,407
+24,266
585
$619K ﹤0.01%
+21,250
586
$618K ﹤0.01%
5,596
+2,748
587
$618K ﹤0.01%
6,087
+62
588
$617K ﹤0.01%
15,152
+14,963
589
$606K ﹤0.01%
12,275
+8,084
590
$600K ﹤0.01%
+43,484
591
$596K ﹤0.01%
21,715
+20,056
592
$593K ﹤0.01%
5,375
-31,725
593
$592K ﹤0.01%
+18,872
594
$590K ﹤0.01%
6,269
-14,128
595
$589K ﹤0.01%
9,050
+3,506
596
$585K ﹤0.01%
+1,600
597
$583K ﹤0.01%
18,790
+5,482
598
$583K ﹤0.01%
+5,223
599
$582K ﹤0.01%
7,250
-58,356
600
$577K ﹤0.01%
+98,793