Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$590K ﹤0.01%
52,673
-19,781
577
$590K ﹤0.01%
+4,880
578
$589K ﹤0.01%
77,049
+31,124
579
$575K ﹤0.01%
6,075
+2,109
580
$574K ﹤0.01%
10,347
+5,512
581
$571K ﹤0.01%
24,195
-7,826
582
$566K ﹤0.01%
40,461
-40,528
583
$564K ﹤0.01%
+10,011
584
$564K ﹤0.01%
14,217
+3,612
585
$563K ﹤0.01%
17,434
+8,274
586
$563K ﹤0.01%
+8,357
587
$561K ﹤0.01%
+17,525
588
$561K ﹤0.01%
53,774
+29,082
589
$560K ﹤0.01%
6,511
-7,338
590
$560K ﹤0.01%
12,690
-3,309
591
$560K ﹤0.01%
11,793
+6,044
592
$559K ﹤0.01%
30,275
+18,217
593
$558K ﹤0.01%
+70,229
594
$556K ﹤0.01%
178,879
+4,682
595
$556K ﹤0.01%
17,815
+10,875
596
$552K ﹤0.01%
46,318
+25,991
597
$551K ﹤0.01%
+74,546
598
$543K ﹤0.01%
+9,141
599
$542K ﹤0.01%
9,731
-15,483
600
$539K ﹤0.01%
12,102
+10,610