Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$901K ﹤0.01%
193,493
+62,280
577
$898K ﹤0.01%
37,327
-43,477
578
$898K ﹤0.01%
61,311
+57,771
579
$896K ﹤0.01%
+90,829
580
$895K ﹤0.01%
149,691
+36,397
581
$895K ﹤0.01%
71,373
-11,462
582
$881K ﹤0.01%
55,597
+7,195
583
$881K ﹤0.01%
15,762
+11,958
584
$878K ﹤0.01%
18,349
+15,380
585
$877K ﹤0.01%
7,529
+659
586
$867K ﹤0.01%
+15,809
587
$866K ﹤0.01%
+2,571
588
$862K ﹤0.01%
11,569
+11,504
589
$855K ﹤0.01%
166,752
+120,244
590
$845K ﹤0.01%
60,851
+34,677
591
$840K ﹤0.01%
4,593
-2,569
592
$839K ﹤0.01%
+19,408
593
$839K ﹤0.01%
9,226
+7,289
594
$836K ﹤0.01%
25,820
+9,589
595
$836K ﹤0.01%
86,752
-146,765
596
$834K ﹤0.01%
+2,059
597
$833K ﹤0.01%
2,763
+554
598
$833K ﹤0.01%
+4,017
599
$829K ﹤0.01%
+36,207
600
$828K ﹤0.01%
22,595
-14,091