Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$917K ﹤0.01%
64,442
+7,306
577
$915K ﹤0.01%
55,914
578
$913K ﹤0.01%
4,664
-4,324
579
$908K ﹤0.01%
4,668
580
$907K ﹤0.01%
22,630
+1,761
581
$906K ﹤0.01%
7,832
582
$903K ﹤0.01%
26,070
583
$903K ﹤0.01%
8,168
584
$901K ﹤0.01%
25,989
585
$901K ﹤0.01%
22,512
+1,158
586
$901K ﹤0.01%
37,956
587
$897K ﹤0.01%
27,261
588
$895K ﹤0.01%
37,544
+1,121
589
$893K ﹤0.01%
91,070
590
$892K ﹤0.01%
48,402
-15,672
591
$892K ﹤0.01%
38,354
+109
592
$885K ﹤0.01%
101,829
-15,269
593
$881K ﹤0.01%
122,201
+990
594
$878K ﹤0.01%
85,857
-13,500
595
$877K ﹤0.01%
43,028
+1,020
596
$876K ﹤0.01%
40,594
-11,362
597
$876K ﹤0.01%
29,574
598
$868K ﹤0.01%
26,965
599
$866K ﹤0.01%
23,422
600
$863K ﹤0.01%
18,025