Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$629K ﹤0.01%
23,616
+2,587
577
$624K ﹤0.01%
9,011
-11,792
578
$624K ﹤0.01%
+19,049
579
$623K ﹤0.01%
+9,535
580
$622K ﹤0.01%
96,245
+95,845
581
$622K ﹤0.01%
11,564
+4,152
582
$621K ﹤0.01%
+4,713
583
$621K ﹤0.01%
+4,729
584
$621K ﹤0.01%
+62,356
585
$620K ﹤0.01%
+19,835
586
$620K ﹤0.01%
+50,351
587
$616K ﹤0.01%
73,998
+63,919
588
$614K ﹤0.01%
+6,095
589
$614K ﹤0.01%
14,191
-1,327
590
$612K ﹤0.01%
4,570
+2,368
591
$610K ﹤0.01%
+8,586
592
$610K ﹤0.01%
+2,916
593
$609K ﹤0.01%
107,090
+42,538
594
$608K ﹤0.01%
29,904
+21,393
595
$608K ﹤0.01%
30,536
+4,601
596
$608K ﹤0.01%
+6,610
597
$608K ﹤0.01%
+28,227
598
$603K ﹤0.01%
35,255
-22,361
599
$596K ﹤0.01%
194,855
+43,829
600
$594K ﹤0.01%
11,428
-2,945