Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$277K ﹤0.01%
5,956
-6,952
577
$273K ﹤0.01%
42,779
+18,307
578
$273K ﹤0.01%
+1,143
579
$271K ﹤0.01%
+18,276
580
$270K ﹤0.01%
53,388
+51,252
581
$269K ﹤0.01%
12,463
+818
582
$269K ﹤0.01%
5,709
+4,546
583
$266K ﹤0.01%
+4,903
584
$265K ﹤0.01%
4,276
-1,757
585
$263K ﹤0.01%
3,027
+23
586
$262K ﹤0.01%
+9,065
587
$261K ﹤0.01%
32,603
-5,286
588
$261K ﹤0.01%
18,140
-1,777
589
$260K ﹤0.01%
+20,929
590
$259K ﹤0.01%
+2,772
591
$259K ﹤0.01%
+5,182
592
$259K ﹤0.01%
2,479
+2,144
593
$257K ﹤0.01%
+1,807
594
$256K ﹤0.01%
50,405
+34,748
595
$256K ﹤0.01%
3,962
+3,777
596
$255K ﹤0.01%
+5,665
597
$255K ﹤0.01%
+12,276
598
$254K ﹤0.01%
+13,006
599
$254K ﹤0.01%
+11,119
600
$252K ﹤0.01%
5,357
+1,337