Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$157K 0.01%
35,728
-12,965
577
$157K 0.01%
+6,439
578
$156K 0.01%
+686
579
$155K 0.01%
14,475
+11,281
580
$153K 0.01%
3,400
+2,343
581
$152K 0.01%
+8,305
582
$151K 0.01%
+6,205
583
$151K 0.01%
17,073
+11,884
584
$151K 0.01%
+8,168
585
$148K 0.01%
+5,016
586
$147K 0.01%
8,158
+7,540
587
$147K 0.01%
155
-1,191
588
$146K 0.01%
+3,476
589
$145K 0.01%
+5,330
590
0
591
$145K 0.01%
+7,976
592
$145K 0.01%
+15,878
593
$144K 0.01%
+4
594
$143K 0.01%
41,447
+7,321
595
$143K 0.01%
3,333
+1,835
596
$143K 0.01%
14,119
+300
597
$142K 0.01%
25,494
+23,399
598
$142K 0.01%
+3,170
599
$142K 0.01%
1,887
+1,819
600
$140K 0.01%
532
-717