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Simplex Trading

Simplex Trading Portfolio holdings

AUM $184B Turnover 28.44%
1-Year Est. Return 51.71%
 

Simplex Trading is a market maker that trades for its own account, mainly in US stock options and options on futures, using software it builds itself. Its work pairs software developers with data-driven traders. It was founded in Chicago in 2004, and Erik Swanson, who joined straight out of college as a trader, has been its chief executive since 2014. It also invests in early-stage financial and technology start-ups.

This Fund
S&P 500
This Quarter Est. Return
+5.12%
1 Year Est. Return
+51.71%
3 Year Est. Return
+194.66%
5 Year Est. Return
+164.83%
10 Year Est. Return
+968.67%
AUM
$1.5B
AUM Growth
+$242M
Cap. Flow
+$147M
Cap. Flow %
9.83%
Top 10 Hldgs %
18.61%
Holding
7,153
New
1,584
Increased
2,321
Reduced
1,708
Closed
1,363
Avg Time Held Equity + Options
0.7 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.59%
2 Healthcare 6.94%
3 Technology 6.79%
4 Communication Services 6.76%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ANIP icon
5751
ANI Pharmaceuticals
ANIP
$1.62B
– –
-745
Closed -$36.2K –
YDKG icon
5752
Yueda Digital Holding
YDKG
$5.03M
– –
-12
Closed -$112K –
AORT icon
5753
CALL
Artivion
AORT
$947M
– –
-30
Closed -$1K –
BNBX
5754
CALL
DELISTED
BNB PLUS CORP
BNBX
– –
0
– -$1K
2015 Q4
2 quarters
BNBX
5755
PUT
DELISTED
BNB PLUS CORP
BNBX
– –
0
– -$10K
2015 Q4
2 quarters
APTV icon
5756
CALL
Aptiv
APTV
$7.86B
– –
-49
Closed -$4K –
ARAY icon
5757
CALL
Accuray
ARAY
$9.24M
– –
-1
Closed -$1K –
ARAY icon
5758
Accuray
ARAY
$9.24M
– –
-15
Closed -$3.31K –
ARAY icon
5759
PUT
Accuray
ARAY
$9.24M
– –
-1
Closed -$1K –
ARCB icon
5760
CALL
ArcBest
ARCB
$2.97B
– –
-27
Closed -$3K –
ARCO icon
5761
Arcos Dorados Holdings
ARCO
$1.47B
– –
-1,147
Closed -$4.87K –
ARES icon
5762
CALL
Ares Management
ARES
$30.3B
– –
-14
Closed -$3K –
ARLP icon
5763
CALL
Alliance Resource Partners
ARLP
$3.25B
– –
-57
Closed -$2K –
AROC icon
5764
PUT
Archrock
AROC
$4.75B
– –
-14
Closed -$1K –
ARR icon
5765
CALL
Armour Residential REIT
ARR
$1.68B
– –
-12
Closed -$4K –
ASB icon
5766
Associated Banc-Corp
ASB
$5.72B
– –
-435
Closed -$7K –
ASC icon
5767
CALL
Ardmore Shipping
ASC
$777M
– –
-50
Closed -$1K –
EFOR icon
5768
CALL
Everforth Inc
EFOR
$1.47B
– –
-17
Closed -$1K –
EFOR icon
5769
PUT
Everforth Inc
EFOR
$1.47B
– –
-87
Closed -$2K –
ASR icon
5770
Grupo Aeroportuario del Sureste
ASR
$8.15B
– –
-509
Closed -$77.6K –
ASRT icon
5771
DELISTED
Assertio
ASRT
– –
-183
Closed -$200K –
ASRT icon
5772
PUT
DELISTED
Assertio
ASRT
– –
-5
Closed -$111K –
ATEN icon
5773
A10 Networks
ATEN
$2.11B
– –
-3,359
Closed -$21.2K –
ATEN icon
5774
PUT
A10 Networks
ATEN
$2.11B
– –
-30
Closed -$11K –
ATHE icon
5775
Alterity Therapeutics
ATHE
$40M
– –
-23
Closed – –

Similar funds

Simplex Trading's Q2 2016 Portfolio in Review

As of Q2 2016, Simplex Trading held 7,153 positions worth $1.5B, up 19% from $1.25B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Simplex Trading deployed $147M of net new capital in Q2 2016, opening 1,584 new positions and adding to 2,321 existing holdings. Its largest new stake was Biogen: 56,467 shares worth $13.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 60% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Broadcom, an estimated $36.7M trimmed.

  • Simplex Trading's largest Q2 2016 buy was Biogen: 56,467 shares worth $13.7M.
  • Simplex Trading added most to LinkedIn Corporation in Q2 2016, an estimated $21.4M increase.
  • Simplex Trading's biggest Q2 2016 reduction was Broadcom, cutting an estimated $36.7M.
  • Simplex Trading fully exited Alphabet (Google) Class C in Q2 2016, selling an estimated $20.1M.
  • Simplex Trading's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2016.
  • Simplex Trading opened 1,584 new positions and closed 1,363 in Q2 2016.
  • Simplex Trading's portfolio value rose 19% quarter-over-quarter to $1.5B.

Based on Simplex Trading's 13F filing for Q2 2016, filed 18 Jul 2016.