Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
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51,946
-36,264
552
$715K ﹤0.01%
5,545
-82,293
553
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554
$711K ﹤0.01%
9,974
-5,405
555
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8,632
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556
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557
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558
$706K ﹤0.01%
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559
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99,502
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560
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561
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562
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184,390
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563
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564
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565
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$690K ﹤0.01%
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567
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568
$686K ﹤0.01%
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569
$683K ﹤0.01%
12,342
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570
$673K ﹤0.01%
+92,417
571
$662K ﹤0.01%
35,781
-2,420
572
$661K ﹤0.01%
+272,264
573
$659K ﹤0.01%
246,883
+88,811
574
$654K ﹤0.01%
167,792
+87,135
575
$647K ﹤0.01%
5,682
-43,005