Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$636K ﹤0.01%
9,340
-14,040
552
$636K ﹤0.01%
7,062
+6,503
553
$633K ﹤0.01%
+43,733
554
$632K ﹤0.01%
5,290
-5,667
555
$631K ﹤0.01%
3,257
+1,792
556
$630K ﹤0.01%
5,639
+5,446
557
$627K ﹤0.01%
13,276
+2,192
558
$624K ﹤0.01%
+3,169
559
$618K ﹤0.01%
4,157
-2,864
560
$616K ﹤0.01%
+18,017
561
$614K ﹤0.01%
+4,785
562
$614K ﹤0.01%
54,245
+21,268
563
$608K ﹤0.01%
1,560
+373
564
$608K ﹤0.01%
9,434
+8,736
565
$607K ﹤0.01%
4,327
-20,594
566
$607K ﹤0.01%
213,041
+155,244
567
$604K ﹤0.01%
34,396
+15,344
568
$600K ﹤0.01%
+10,399
569
$600K ﹤0.01%
77,172
+8,450
570
$599K ﹤0.01%
244,776
+87,913
571
$595K ﹤0.01%
19,233
+15,460
572
$593K ﹤0.01%
33,324
-93,614
573
$593K ﹤0.01%
+3,291
574
$593K ﹤0.01%
3,560
-11,970
575
$591K ﹤0.01%
9,255
-10,272